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What Do We Know? What is True?
The Method for Finding Scientific Truth
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These documents were created by Nick Strobel for the Introductory
Astronomy courses he teaches. They are copyrighted
by Nick Strobel. This web site is offered to the net as a resource
in astronomy education. See my copyright notice
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this web site! Select the Purchase Book
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Introduction
In your astronomy course you will cover a lot of explanations as to
how the universe and its constituent parts work. All of these
explanations were arrived at by using the scientific method in
one form or another. One goal of this web site is to give you some
familiarity with the process of science and how its tools are
used to find out about the physical reality around us. Hopefully
you will find the method of science a useful one to use in your
future to understand the physical universe. The scientific method
and the tools of science are powerful tools of knowledge, but
there are limits to its applicability and certainty.
There is confusion of what is "scientific" and what is
"non-scientific" in the popular media today, and undoubtedly you've
heard testimonies of one science expert or group contradicting the
testimony of another science expert or group. What is the truth?
How do we know? How do we tell the difference between mere opinions
and real accurately predictive explanations? We will use astronomy
as a vehicle to arrive at an answer to these important questions.
With all the material we cover in this course, it will help to
keep the approach of the eternal skeptic (or a normal two-year-old)
in mind. Keep asking, "How do you know that's right?" and "Why does
that happen that way?" What follows is a close adaptation of a
chapter from Ronald Pine's book Science and the Human Prospect
(links will display in another window). I would recommend this book
be a part of your personal library. The vocabulary terms are in
boldface.
A Scientific Theory Is...
What distinguishes a scientific theory from a non-scientific
theory is that a scientific theory must be refutable in
principle; a set of circumstances must potentially exist such
that if observed it would logically prove the theory wrong.
Here is a simplified version of the logic of the scientific method:
we begin the encounter with nature by making observations and then
through some creative process a hypothesis is generated about
how some process of nature works. On the basis of this hypothesis,
an experiment is logically deduced that will result in a set of
particular observations that should occur, under particular
conditions, if the hypothesis true. If those particular
observations do not occur, then we are faced with several
possibilities: our hypothesis needs to be revised, the experiment
was carried out incorrectly, or the analysis of the results from
that experiment was in error.
The actual process often involves a great deal of insight and
creativity. Keep in mind, though, that this interpretive process
may have biased the outcome or conclusions. This point will be
addressed later. For now, simply note that without a
disconfirmation being possible in principle, a belief is not
acceptable as even a potential scientific
hypothesis. There must be a possible concrete test.
Summary:
- A scientific theory must be testable. It must be possible in
principle to prove it wrong.
- Experiments are the sole judge of scientific truth.
- Scientific method cycle: observations, hypothesis/theory,
experiment (test), revision of theory, repeat.
Correlations May Not Prove the Cause
Often the observation of a correlation between two observables
is used to proclaim a cause-effect relationship between them. For
example, suppose that there was a possible correlation between sex
education in schools and a recent rise in venereal disease and
teenage pregnancy. One could say that sex education has caused the
rise in VD and teen pregnancy, but the scientist cannot say that
without a more detailed investigation.
After all, there are many other factors that could be the causal
agent behind this problem. A rise in the population of teenagers is
possible, causing every activity related to teenagers to go up:
automobile accidents or purchasing particular types of clothing
and albums. Few would claim that sex education in schools has
been the cause of increased purchases of acne lotion. There could
be an increase in the population of particular types of teenagers,
those in an area of the country where sex education is not taught or
where early sexual experimentation is encouraged by various social
or family pressures. There are many variables possible to produce
that correlation. Correlation does not prove causation.
A correlation between sex education and teen sex problems does not
prove a causal connection, and, by itself, it does not give us a
clear indication in which direction there may be a connection. For
all we know at this point, an increase in teen sex problems has led
to an increase in sex education classes!
Another example is the correlation between smoking and lung cancer
occurrences. After a couple of decades of study the government
decided in the 1970s that there was a causal connection between
smoking and lung cancer and changed the warning label from "Caution,
smoking may be hazardous to your health" to "Caution, smoking
is hazardous to your health". A 1950s study only controlled
the basic environmental variable-lung cancer for smokers living in
the cities vs. lung cancer for smokers living in the country. This
study was roundly criticized and rightly so. There were many other
important factors that needed to be looked at such as diet, healthy
or unhealthy occupations, stressful occupations, or genetic factors.
By the 1970s, more careful studies each incorporating tighter and
tighter controls based on possible oversights of the previous
studies had proven to the government's satisfaction the causal
connection between smoking and lung cancer. By the 1980s other
diverse corroborating factors had been identified - from the
effects of secondhand smoke, to chemical analysis of cigarette
smoke revealing over 200 toxic substances, including radioactivity.
Despite all of this study, we really cannot say that cigarette
smoking has been proven to be the principal cause of lung
cancer. A scientific proof is not known with absolute logical
certainty. A controlled study can never be completely controlled
- there are just too many possible variables. The link between
smoking and lung cancer cannot be known in the sense of "known
beyond any logical or conceivable doubt." The point is, however,
can we say we know that cigarette smoking is a principal cause of
lung cancer beyond a "reasonable doubt"? Is it rational if we
claim to know something even if we are not absolutely sure that we
know something? Can we distinguish between what is "conceivably"
true and what is "reasonably" true?
A humorous example of the difference between a correlation and a
real cause-effect relationship is the website of the Coalition to
ban Dihydrogen Monoxide. To find out more about this "dangerous"
chemical, click on the link below (will display in another window):
- Dihydrogen Monoxide
Research Division.
Summary:
- A correlation between two things does NOT prove one thing
causes the other. The second thing could cause the
first or some other underlying factor could cause the
correlation.
- Scientists have to be very careful to rule out other possible
underlying factors before concluding one thing causes
something else.
- Though scientific proofs are not known with absolute certainty,
enough evidence can be accumulated to be reasonably certain.
The Problem of Induction
Science has the problem of induction: No matter how much
evidence we have for a conclusion, the conclusion could still
conceivably be false. The best we can say is that it is
"unlikely" that our conclusion is false when we are using
inductive reasoning. Here's an example: suppose there is a barrel
filled with 100 apples and the first apple I pull out off the top
is very rotten. Few would wager from this single apple that we
know all the apples in the barrel are rotten. However, small
amounts of evidence need not always be weak. A biologist might be
willing on the basis of this one apple to wager that all of the
apples are likely to be rotten, if other information were
provided like what temperature the apples were stored, and for
how long, because of her general knowledge of bacteria and their
ability to spread rapidly. If we have some world view, or
paradigm (a framework of a general consensus of belief of
how the world works), we can do a lot of hypothetical work with just
a few observations.
But without anything else to go on, concluding that all the
apples are rotten from a single positive case is a very weak
inductive inference.To make the inductive inference stronger,
more apples need to be sampled. If I pull out 4 more apples off
the top and all of them are also rotten, we'd now have a better
basis for concluding that all the apples are rotten. This is
called induction by enumeration. In general, the more
positive cases in favor of a hypothesis, the stronger the hypothesis
is. But how about the apples at the bottom? A stronger case
could be made by choosing a representative sample - a sample
that matches in characteristics the total population of things under
investigation. In the case of the barrel of apples, a
representative sample could be gathered by selecting one from the
top, one from the very bottom, one from each side of the barrel, and
one from the middle. If all five are rotten, this would strengthen
the hypothesis considerably. A small representative sample is
much stronger logically than is a large unrepresentative one.
Five representative apples are better than 20 just off the top.
If you found that another 45 were rotten, would you bet your
life savings that all the remaining 50 were rotten? Probably not,
since it is still possible that some, even many, of them are not
rotten. If you found that another 49 were also rotten, would you
bet your life savings that the last remaining apple was rotten?
Most people would, but they'd still have a lot of anxiety as the
last apple was pulled from the barrel because it was still
possible that the hypothesis, "all the apples are rotten," was
false. Hypotheses can only be confirmed, not logically proven to
be true. Understand that it is possible to deduce true
conclusions (the 5th apple will be rotten) from premises that
may be false (all the apples are rotten). Because we can deduce
true predictions from a false theory, no matter how long a theory
has been successful in making predictions, it cannot be known to be
true absolutely. It could be found to be false tomorrow.
Critics of science often attempt to use this logical window to
repudiate many scientific conclusions. They also often commit the
logical fallacy of appealing to ignorance, arguing that because
the theory cannot be proved absolutely true, it must be false.
But absence of evidence for absolute proof is not evidence of
absence of truth. Critics of science fail to recognize the
positive aspect of this logical doubt. Without room for doubt,
there would be no room for self-correction, and we would be left
with a cluttered clash of irrefutable beliefs.
Summary:
- No matter how much evidence we have for a conclusion, the
conclusion could still conceivably be false.
- The more positive cases in favor of a hypothesis, the stronger
the hypothesis is.
- The most logically sound samples are those that are
representative of the entire set.
- It is possible to make true conclusions from false assumptions.
- A hypothesis can only be confirmed but it cannot be proven
absolutely true.
- Even though a scientific hypothesis cannot be proven absolutely
true, that does not mean that it must be false.
Science as a Human Endeavor
We probably won't have time to analyze fully the evidence for
every claim made in this course but keep in mind that this
critical attitude lies behind all the explanations presented.
Science does not claim to know all the answers. It does, however,
claim to provide us with a method of test and interaction by
which we can become more and more intimate with the physical
universe.
Because science is done by human beings, many aspects
of our humanity also play a role in scientific discovery:
artistic creation and imagination, political manipulation and
personal exploitation, wishful thinking, bias, egocentricity,
critical review, and premature skeptical rejection. At its best,
however, there is only one absolute truth: that there are no
absolute truths. Every solution to a mystery creates new
mysteries. Science is a game that never ends, a game whose
completion would render life boring. Science then involves a
logical process that is fallible, and it involves much more than
just a logical process. Every scientist and the science of a time
are subject to the forces of human nature and culture. Scientists
are forced to make many assumptions; some are conscious and some
are not.
Let's take a brief look at some these assumptions or
philosophical backdrop. Many scientists today will claim they are
interested in how things work, not why they work as
they do, because a scientist's task is to conduct experiments, make
observations, and find mathematical connections. Influenced by a
philosophical tradition known as positivism, these scientists
will want to know what atoms will do, for instance, not what they
are. Or, rather than trying to understand why gravity is attractive
and not repulsive, these scientists figure out how the gravitational
attraction affects the interaction of objects.
Another position held by many (but not all) scientists
consciously or unconsciously is known as materialism.
Metaphysical materialism states that there is no evidence that
anything called "mind" exists and that all that exists are
concrete material things, forces, and empty space. However, the
scientific method does not depend necessarily upon making this
assumption. Some have argued that recent developments in physics
and neurophysiology warrant a reexamination of this question.
Some scientists have even held a position that is a form of
classical idealism, believing that the universe can be best
understood by assuming that "thought" or "consciousness" is the
most fundamental reality. Certain mathematical concepts are ideas
in the mind of God and that any physical reality, such as the
motion of a planet, must conform to these ideas.
Summary:
- Science provides a way of testing and interacting with the
physical universe that will better our understanding of the
physical universe.
- Science is a human effort and is subject to all of the best
and worst of cultural biases existing at the time.
- Most scientists are interested in how things work, not
why things work they way they do.
- Though the assumption is not necessary for science, many
scientists assume that science needs to consider only the
physical, concrete objects around us.
- Some scientists assume that thought or consciousness is the
most fundamental reality.
Ways of Finding the Truth
Some science critics claim that science is absolute and
dogmatic in terms of how it approaches the best way of knowing
something. Much of our personal knowledge is based upon
testimony. Someone may tell me that Bogus Basin, just 30
minutes from Boise, ID, has great skiing. If I believe this even
though I have only skied at Snoqualmie or Stevens Pass, my belief is
based on testimony. Sometimes the testimony is based on
authority, as would be the case if an Olympic gold medalist
told me about Bogus Basin. Many religions claim that
revelation is a valid method of knowing, whereby important
truths about life, impossible to find out any other way, are
disclosed to human beings by a divine being or God. Mystics, in
general, claim that after years of special training, it is possible
to know some very important things about life and the universe
"intuitively" or in a mystical vision while in a deep state
of meditation. Mystical visions are not necessarily revelation,
because the visions not only involve personal effort and training
but also do not necessarily involve divine aid or God.
Science's Way of Finding the Truth
Science assumes the position of empiricism, because
observational experience is necessary, either indirectly via
robot sensors and cameras or directly through human senses to
understand the physical universe. The experience must be
objective and communicable or describable in public language.
Another way of knowing often opposed to empiricism, but
historically greatly influenced by the discovery and development
of mathematics, is called rationalism. The rationalist has a
great faith in the logical power of the human mind and is
skeptical about the universal validity of our observational
perceptions. Some things are so clear logically or mathematically
that we just know that they are true, like the absence of round
squares. We know that round squares are impossible. The
rationalist believes that we can know some things about life ahead
of time, so to speak; we can know some things that no conceivable
experience will contradict.
It is difficult for many people today to imagine that the
Earth is moving and not the Sun. We do not experience ourselves
moving at 1,000 miles per hour; instead we "observe" the Sun to
move. That a belief is inconsistent with our common observational
experience is not by itself a conclusive argument that it is
false. Empirical scientists do believe in the ability of the
human mind to figure things out. Any fundamental inconsistency
between common sense and reason is seen as nature's way of
taunting us, of revealing one of her important secrets. The
confidence in the logical and mathematical powers of human
thinking has been a key ingredient in the development of modern
science.
Logic Must Agree With Reality
The modern scientific method synthesizes rationalism and
empiricism. The logic of the rationalist is combined with the
observational experience of the empiricist. There is an
overwhelming consensus, though, that empiricism is the main
emphasis. No matter how much logical deduction and mathematical
analysis is used, at some point the world must be checked for the
confirmation of a belief. Historically, however, spurred on by
the power of mathematics and the tendency to conclude that we
know something even though complete empirical observations are
not available, rationalism has played both a constructive and
creative role in development of science. The criticism of those
who are too rationalistic and who create ivory-tower fantasies
from speculative logic, overlooks the fact that many great
discoveries have been made by scientists sitting at desks,
following the elegant trails of mathematical equations. Creative
ideas are the result of a complex web of influences. The key is
to have ideas with which to make connections.
Of course, not all ideas are fruitful in making connections.
Nor have great scientists been immune from detrimental
rationalistic tendencies. Tycho Brahe was the best observational
astronomer of the sixteenth century. Mathematically, he knew that
one of the implications of his extremely accurate observations of
planetary motions was that the Sun was the center of motion of
all the planets, which further implied that the universe was very
large and that the stars were an immense distance away. He could
not bring himself to accept this radical conclusion, however, and
accepted instead a more traditional view for his time because God
would not be foolish to "waste" all that space!
Johannes Kepler, who used Tycho's data to finally solve the
problem of planetary motion, was motivated by his belief that the
Sun was the most appropriate object to be placed in the center of
the universe because it was the material home or manifestation of
God. Galileo, in spite of his brilliant astronomical observations
and terrestrial experiments, failed to see the importance of
Kepler's solution of planetary motion because it did not involve
using perfect circles for the motion of the planets.
Summary:
- Possible ways of knowing: testimony, authority, revelation,
mystical visions, scientific method.
- Observational experience is a crucial part of scientific
knowledge.
- The experience must be objective and communicable in public
language.
- Scientific theories must logically agree with known physical
truths or well-established physical laws.
- No matter how much logical deduction and mathematical analysis
is used, the scientific theory must be checked against the real
world to confirm the theory.
- However, the exploration of the implications of a logical train
of thought is a vital part of the scientific process.
- The best ideas are those that enable us to make connections
between rational theories and the physical world.
Is the Scientific Method the Only Way to Truth?
Must science assume some ideas dogmatically? Must we assume
that the scientific method, a synthesis of reason and experience,
is the only avenue to truth? The mystics claim that some simple
acts of knowing cannot be described by an objective language.
Consider the experience of seeing a death on the highway. Does a
cold scientific description, "the cause of the cessation of
bodily function was due to a rapid deceleration," accurately
convey the truth? What about our own deaths? There seems to be
much more to the truth that we will die someday than can be
described in the statement "I am mortal." Are there subjective
truths that cannot be described in an objective language?
Ideas Change, Physical Laws Do Not
Most scientists today accept an assumption that can be traced
to the ancient Greeks: Whatever they are, the basic truths of
the universe are "laws" that do not change - only our ideas
about them do. Scientific objectivity presupposes that there
is one truth, a collective truth, and our personal beliefs or the
beliefs of scientists of a particular time either match these truths
or they do not. Most scientists assume that beliefs about what is
real do not affect what is real. Truth results only when our
beliefs about what is real correspond to what is real.
Perception Changes Reality?
This traditional assumption may not, however, be essential to
science. Some quantum physicists have proposed that the points of
view implied by our experiments can affect the nature of reality:
instead of assuming that there is only reality, there can be
"complementary" realities. And reputable physicists and medical
researchers are not only re-examining this traditional scientific
assumption, but also are wondering candidly if a person's state
of mind may have a bearing on whether he or she is prone to
diseases such as cancer and whether cures and remissions are
possible using a mental therapy. The belief that there is only
one reality can itself be subjected to scientific scrutiny. There
could be multiple realities or none at all! Even if controversial,
these ideas are at least discussed.
Value of Examining Assumptions
Although we may be caught at any given time within a web of
many assumptions, science at its best does not rely on many
assumptions. Science also assumes that the more we think
critically about our beliefs, the more likely we are to know the
truth. There are cynics, however, who believe that critical
thinking is not a marvelous human characteristic at all. They
argue that critical thinking makes life more complicated and
distracts us from discovering the simple solutions to life's
problems. There are also nihilists who argue that our
so-called intelligence and our ability to be aware of the details
of the universe are an evolutionary dead end, that far from
producing the good life, our awareness and rationality are the
cause of our craziness.
Defenders of science often argue that even if some assumptions
are necessary in the application of scientific method, these
assumptions are validated by the record of success. However,
there is a major logical problem with this justification. It
simply raises the problem of induction again. It is circular
reasoning to attempt to vindicate inductive reasoning by
asserting that so far inductive reasoning has worked, because
this vindication itself is an inductive argument. It is
logically possible for the scientific method to completely fail
tomorrow even though it has been successful for centuries. Is it
reasonable to continue to believe in the scientific method as
helpful for our future? Can science be self-corrective?
Philosophers believe these abstract questions are important
because they are intimately related to our more personal concerns
about who we are, where we have come from, and what may be in
store for us in terms of the survival of our species on this
fragile fragment of the universe.
Summary:
- A basic assumption of science: fundamental physical laws do
exist in the universe and do not change. Our understanding of
those laws may be incorrect or incomplete.
- Recent developments in our knowledge of the universe seem to
challenge this basic assumption. Our perception may
affect the physical laws or events.
- Scientists must be aware of the assumptions they make and how
those assumptions affect our understanding of the universe.
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Last updated: 03 May 2001